A Securities Dealer License is a license that allows a company to trade in securities either as a Principal (on its own account) or as an agent (on behalf of its clients).
This set up securities license is particularly beneficial for Companies worldwide, who deal/trade in securities. This license is an important tool for your organization to attract more clients. The license will give your business firm more trustworthiness in the eyes of your wholesale broker as well as your clients!
This license allows you to:
· Advise other persons concerning investment in securities
· Issue, scrutinize or organize reports concerning specific portfolios
· Manage a portfolio of securities for another person
You can advantage from this license because it allows the holder to direct the portfolio of investments as well as to function with securities (sell and buy) for the client or even on his behalf with all above of products or Services.
· A Security dealer license licensed firm may be offering bank-like services, Forex (FX) services and commodity trading & brokerage services
· A Security dealer license licensed firm may be accepting clients from all the world
· A Security dealer license licensed firm is paying a very low "entry fee" to the Government for obtaining the license
· A Security dealer license licensed firm may be advertising its services & products in any way it might be deemed appropriate for it under the circumstances
· You do not need to travel to Security dealer license to conduct the application process
If you are searching for the best service provider of security dealer license, consider hiring Atrium Legal Lab.
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